Raymond James Financial, Inc. (NYSE:RJF) Files An 8-K Entry into a Material Definitive Agreement

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Raymond James Financial, Inc. (NYSE:RJF) Files An 8-K Entry into a Material Definitive Agreement
Item 1.01 Entry into a Material Definitive Agreement

On May 5, 2017, Raymond James Financial, Inc. (the “Company”) entered into the Second Amendment to Credit Agreement (the “Second Amendment”) with respect to its existing unsecured Credit Agreement, dated as of August 6, 2015 (the “Credit Agreement”), among the Company and a syndicate of lenders led by Bank of America, N.A. and Regions Bank.
The Second Amendment amends the Credit Agreement to extend the maturity date for any borrowings under the Credit Agreement to May 5, 2022.
The above summary of the Second Amendment is not complete and is qualified in its entirety by reference to the complete text of the Second Amendment, a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8-K, as well as the complete text of the Credit Agreement, a copy of which was filed as Exhibit 10.1 to the Current Report on Form 8-K, dated August 6, 2015, and filed with the U.S. Securities and Exchange Commission on August 10, 2015, and the complete text of the First Amendment to Credit Agreement, a copy of which was filed as Exhibit 10.1 to the Current Report on Form 8-K, dated June 8, 2016, and filed with the U.S. Securities and Exchange Commission on June 9, 2016.
Item 7.01 Regulation FD Disclosure
The Company issued a press release announcing entry into the Second Amendment on May 5, 2017. A copy of this press release is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.
The information provided to this Item 7.01, including any exhibits hereto, is being “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
Exhibit No.
10.1 Second Amendment to Credit Agreement, dated as of May 5, 2017, among Raymond James
Financial, Inc., the Lenders party thereto and Bank of America, N.A.
99.1 Press release, dated May 5, 2017, issued by Raymond James Financial, Inc.

About Raymond James Financial, Inc. (NYSE:RJF)

Raymond James Financial, Inc. (RJF) is a financial holding company. The Company’s subsidiaries include Raymond James & Associates, Inc. (RJ&A), Raymond James Financial Services, Inc. (RJFS), Raymond James Financial Services Advisors, Inc. (RJFSA), Raymond James Ltd. (RJ Ltd.), Eagle Asset Management, Inc. (Eagle), and Raymond James Bank, N.A. (RJ Bank). It operates through five segments: Private Client Group (PCG), Capital Markets, Asset Management, RJ Bank and the Other segment. The Private Client Group segment includes the retail branches of the Company’s broker-dealer subsidiaries located throughout the United States, Canada and the United Kingdom. The Capital Markets segment includes institutional sales and trading in the United States, Canada and Europe. The Asset Management segment includes the operations of Eagle, the Eagle Family of Funds and other fee-based asset management programs. RJ Bank segment provides corporate loan, securities based loans (SB) and residential loans.

Raymond James Financial, Inc. (NYSE:RJF) Recent Trading Information

Raymond James Financial, Inc. (NYSE:RJF) closed its last trading session down -0.41 at 76.00 with 620,217 shares trading hands.