OM Asset Management plc (NYSE:OMAM) Files An 8-K Submission of Matters to a Vote of Security Holders
ITEM 5.07
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Submission of Matters to a Vote of Security Holders.
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its 2017 Annual General Meeting (the “Annual Meeting”) at the
Petroleum Club, 2200 Ross Avenue, Dallas, TX 75201. As of March 27,
2017, the record date for the Annual Meeting, the Company had
114,720,358 of its ordinary shares, nominal value $0.001 per share
(the Ordinary Shares), issued and outstanding and entitled to vote
at the Annual Meeting. Of these shares, 107,268,878 were present in
person or represented by proxy at the Annual Meeting. A quorum was
present for the transaction of business at the Annual Meeting. At
the Annual Meeting, the Companys shareholders considered and acted
upon the following proposals:
individuals to serve as directors until the 2018 Annual General
Meeting and until their respective successors are duly elected and
qualified. The table below sets forth the voting results for each
director:
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Nominee
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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Peter L. Bain
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92,901,120
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12,972,804
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530,631
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864,323
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Stuart H. Bohart
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88,014,288
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17,859,636
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530,631
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864,323
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Russell T. Carmedy
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91,653,603
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14,220,321
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530,631
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864,323
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Robert J. Chersi
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104,715,326
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1,132,890
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556,339
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864,323
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Ingrid G. Johnson
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91,653,305
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14,220,619
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530,631
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864,323
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Kyle Prechtl Legg
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104,351,174
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1,497,042
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556,339
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864,323
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James J. Ritchie
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104,255,362
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1,592,854
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556,339
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864,323
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John D. Rogers
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103,686,780
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2,161,436
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556,339
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864,323
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Donald J. Schneider
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87,964,549
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17,909,375
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530,631
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864,323
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The shareholders voted to ratify the appointment of KPMG LLP (KPMG)
as the Companys independent registered public accounting firm for
the year ending December 31, 2017. The table below sets forth the
voting results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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106,589,432
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99,453
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579,993
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appoint KPMG as the Companys U.K. statutory auditor under the U.K.
Companies Act 2006 (to hold office until the conclusion of the
Companys next Annual General Meeting at which accounts are laid
before shareholders). The table below sets forth the voting
results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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106,589,311
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99,574
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579,993
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Statutory Auditors Remuneration. The shareholders voted to
authorize the directors to determine the remuneration of KPMG as
the Companys U.K. statutory auditor. The table below sets forth the
voting results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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106,679,964
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8,921
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579,993
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to approve, on an advisory basis, the compensation of the Companys
named executive officers as described in the Companys 2017 proxy
statement (the Proxy Statement), including the Compensation
Discussion and Analysis and the tabular and narrative disclosure
contained in the Proxy Statement. The table below sets forth the
voting results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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103,898,860
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1,971,944
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533,751
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864,323
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shareholders voted to receive and approve the Directors
Remuneration Policy contained in Appendix A to the Proxy Statement,
for the three-year period commencing April 26, 2017 and ending
April 25, 2020. The table below sets forth the voting results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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104,434,219
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1,435,910
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534,426
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864,323
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voted to approve, on an advisory basis, the Directors Remuneration
Report (other than the Directors Remuneration Policy) contained in
Appendix A to the Proxy Statement, for the period commencing
January 1, 2016 and ended December 31, 2016. The table below sets
forth the voting results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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104,022,749
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1,851,137
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530,669
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864,323
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the Company’s 2017 Equity Incentive Plan contained in Appendix D
to the Proxy Statement. The table below sets forth the voting
results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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102,883,015
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2,990,771
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530,769
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864,323
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voted to approve the Company’s Non-Employee Directors’ Equity
Incentive Plan, as amended and restated, contained in Appendix C to
the Proxy Statement. The table below sets forth the voting results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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102,258,419
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3,616,030
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530,106
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864,323
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the Company’s Executive Performance Plan contained in Appendix B
to the Proxy Statement. The table below sets forth the voting
results:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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104,147,552
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1,726,997
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530,006
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864,323
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About OM Asset Management plc (NYSE:OMAM)
OM Asset Management plc is a multi-boutique asset management company. The Company operates its business through its approximately seven affiliate firms (Affiliates). The Company is an indirect subsidiary of Old Mutual plc, which is an investment, savings, insurance and banking group. The Company’s Affiliates include Acadian Asset Management LLC (Acadian), Barrow, Hanley, Mewhinney & Strauss, LLC (Barrow Hanley), Campbell Global, LLC (Campbell Global), Copper Rock Capital Partners LLC, Heitman LLC, Investment Counselors of Maryland, LLC and Thompson, Siegel & Walmsley LLC. Its affiliates offer a range of products in the United States markets equities and alternative investments, including timber and real estate. Acadian is a manager of global and international equity, fixed income and alternative strategies. Barrow Hanley is an investment manager of the United States, international and global equities, fixed income and a range of balanced investment management strategies. OM Asset Management plc (NYSE:OMAM) Recent Trading Information
OM Asset Management plc (NYSE:OMAM) closed its last trading session down -0.25 at 15.18 with 164,660 shares trading hands.
