LPL Financial Holdings Inc. (NASDAQ:LPLA) Files An 8-K Entry into a Material Definitive AgreementItem 1.01
| 2.1 | Asset Purchase Agreement, dated as of August15, 2017 by and among LPL Financial LLC and National Planning Holdings, Inc., SII Investments, Inc., National Planning Corporation, IFC Holdings, Inc., Investment Centers of America, Inc. and Brooke Holdings LLC |
| 99.1 | Press Release dated August15, 2017 (“LPL Financial Announces the Purchase of National Planning Holdings”) |
| 99.2 | Presentation dated August15, 2017 (“Purchase of National Planning Holdings, Inc.”) |
| Schedules to the Asset Purchase Agreement have been omitted to Item 601(b)(2) of Regulation S-K. The registrant will furnish copies of any such schedules to the U.S. Securities and Exchange Commission upon request. |
LPL Financial Holdings Inc. ExhibitEX-2.1 2 d443810dex21.htm EX-2.1 EX-2.1 Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT by and among NATIONAL PLANNING HOLDINGS,…To view the full exhibit click here
About LPL Financial Holdings Inc. (NASDAQ:LPLA)
LPL Financial Holdings Inc. is a broker-dealer, a custodian for registered investment advisors (RIAs) and an independent consultant to retirement plans. The Company provides a platform of brokerage and investment advisory services to independent financial advisors (its advisors), including financial advisors at approximately 700 financial institutions across the country. Through its advisors, the Company is a distributor of financial products and services in the United States. The Company provides its technology and service to advisors through a technology platform that is server-based and Web-accessible. The Company’s platform provides access to approximately 790 product providers that offer the various product lines, such as insurance-based products, alternative investments, structured products, mutual funds, separately managed accounts, exchange traded products, unit investment trusts, retirement plan products and annuities.
