LPL Financial Holdings Inc. (NASDAQ:LPLA) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain OfficersItem 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On March23, 2018, Marco W. Hellman notified LPL Financial Holdings Inc. (the “Company”) that he will not seek reelection as a director of the Company upon expiration of his current term at the Company’s 2018 annual meeting of stockholders. Mr. Hellman stated that his decision to not seek reelection did not result from any disagreement with the Company.
LPL Financial Holdings Inc. ExhibitEX-99.1 2 lpldefinitiveproxymaterial.htm PRESS RELEASE Exhibit Exhibit 99.1For Immediate Release LPL FINANCIAL FILES DEFINITIVE PROXY MATERIALSCHARLOTTE,…To view the full exhibit click here
About LPL Financial Holdings Inc. (NASDAQ:LPLA)
LPL Financial Holdings Inc. is a broker-dealer, a custodian for registered investment advisors (RIAs) and an independent consultant to retirement plans. The Company provides a platform of brokerage and investment advisory services to independent financial advisors (its advisors), including financial advisors at approximately 700 financial institutions across the country. Through its advisors, the Company is a distributor of financial products and services in the United States. The Company provides its technology and service to advisors through a technology platform that is server-based and Web-accessible. The Company’s platform provides access to approximately 790 product providers that offer the various product lines, such as insurance-based products, alternative investments, structured products, mutual funds, separately managed accounts, exchange traded products, unit investment trusts, retirement plan products and annuities.
