INTL FCStone Inc. (NASDAQ:INTL) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

ME Staff 8-k
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INTL FCStone Inc. (NASDAQ:INTL) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory
Arrangement of Certain Officers.

At the Annual Meeting of Shareholders held on February 23, 2017,
the shareholders of INTL FCStone Inc. approved the INTL FCStone
Inc. 2017 Restricted Stock Plan (Restricted Stock Plan). The terms
of the Restricted Stock Plan are set forth in the definitive proxy
statement on Schedule 14A dated January 13, 2017 (the Proxy
Statement) under the caption PROPOSAL 3 – APPROVAL OF THE 2017
RESTRICTED STOCK PLAN, and the description of the Restricted Stock
Plan is incorporated herein by reference. Such description is
qualified in its entirety by reference to the full text of the
Restricted Stock Plan, a copy of which was attached as Appendix A
to the Proxy Statement and which is incorporated by reference
herein. A copy of the Restricted Stock Plan is furnished with this
report as Exhibit 10.1.
Item 5.07. Submission of Matters to a Vote of Security Holders.
The Annual Meeting of the Shareholders of INTL FCStone Inc. was
held on February 23, 2017. The final voting results for each matter
submitted to a vote of the Shareholders are as follows:
Item 1. With respect to the election of nine directors to hold
office for a term expiring at the 2018 annual meeting or until
their respective earlier death, resignation or removal, votes were
validly cast as follows for the following persons as directors of
the Company:
Nominees
Number of Votes For
Number of Votes Withheld
Broker Non-Votes
Paul G. Anderson
14,329,816
160,016
2,010,604
Scott J. Branch
14,329,450
160,382
2,010,604
John M. Fowler
14,312,256
177,576
2,010,604
Edward J. Grzybowski
14,273,645
216,187
2,010,604
Daryl K. Henze
14,274,771
215,061
2,010,604
Bruce W. Krehbiel
14,195,857
293,975
2,010,604
Sean M. O’Connor
14,329,450
160,382
2,010,604
Eric Parthemore
14,219,668
270,164
2,010,604
John Radziwill
14,363,965
125,867
2,010,604
Item 2. KPMG LLP was ratified as the Company’s independent
registered public accounting firm for the 2017 fiscal year with the
following vote:
FOR
15,613,716
AGAINST
864,356
ABSTAIN
22,364
BROKER NON-VOTES
Item 3. The INTL FCStone Inc. 2017 Restricted Stock Plan, attached
as Appendix A to the Proxy Statement, and as furnished with this
report as Exhibit 10.1, was approved with the following vote:
FOR
13,515,853
AGAINST
971,722
ABSTAIN
2,257
BROKER NON-VOTES
2,010,604
Item 4. A Company proposal, required by the Dodd-Frank Wall Street
Reform and Consumer Protection Act, requesting that shareholders
approve a non-binding resolution to approve the compensation
awarded by the Company to the Company’s Named Executive Officers
(“say-on-pay”) as described in the Compensation Discussion
Analysis, tabular disclosures, and other narrative executive
compensation disclosures in the January 13, 2017 Proxy Statement as
required by the rules of the Securities and Exchange Commission,
passed with the following vote:
FOR
14,385,354
AGAINST
99,427
ABSTAIN
5,051
BROKER NON-VOTES
2,010,604
Item 5. A Company proposal, required by the Dodd-Frank Wall Street
Reform and Consumer Protection Act, requesting that shareholders
vote on a non-binding resolution to determine whether the advisory
shareholder vote on say-on-pay shall occur every one, two or three
years, resulted in the following outcome:
1 YEAR
8,597,700
2 YEARS
11,082
3 YEARS
5,866,324
ABSTAIN
14,726
BROKER NON-VOTES
2,010,604
Item 7.01. Regulation FD Disclosure.
During the regular meeting of the Board of Directors held February
23, 2017, following the Annual Meeting of the Shareholders of INTL
FCStone Inc., John Radziwill was elected as Chairman of the Board
of Directors.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description of Document
10.1
INTL FCStone Inc. 2017 Restricted Stock Plan.


About INTL FCStone Inc. (NASDAQ:INTL)

INTL Fcstone Inc. is a financial services company. The Company provides financial products, and advisory and execution service. The Company operates through five segments: Commercial Hedging, Global Payments, Securities, Physical Commodities, and Clearing and Execution Services (CES). The Commercial Hedging segment serves its commercial clients through its team of risk management consultants. The Global Payments segment provides global payment solutions to banks and commercial businesses, as well as charities and non-governmental organizations and government organizations. The Securities segment provides solutions that facilitate cross-border trading. The Physical Commodities segment consists of its physical precious metals trading and physical agricultural and energy commodity businesses. The CES segment seeks to provide clearing and execution of exchange-traded futures and options for the institutional and trader market segments.

INTL FCStone Inc. (NASDAQ:INTL) Recent Trading Information

INTL FCStone Inc. (NASDAQ:INTL) closed its last trading session up +1.21 at 38.60 with 112,378 shares trading hands.