HENNESSY ADVISORS, INC. (NASDAQ:HNNA) Files An 8-K Results of Operations and Financial ConditionItem 2.02.
On November 28, 2018, Hennessy Advisors, Inc. issued a press release announcing its financial results for the fiscal year ended September30, 2018. A copy of the press release is being furnished as Exhibit99.1 to this Current Report on Form8-K and is incorporated by reference herein.
| Item 2.02. | Financial Statements and Exhibits |
The exhibit listed in the exhibit index below is furnished under Item 2.02 of this Current Report on Form 8-K.
EXHIBIT INDEX
| Exhibit | Description |
| 99.1 | Press release. |
HENNESSY ADVISORS INC ExhibitEX-99.1 2 tv508075_ex99-1.htm EXHIBIT 99.1 Hennessy Advisors,…To view the full exhibit click here
About HENNESSY ADVISORS, INC. (NASDAQ:HNNA)
Hennessy Advisors, Inc. is an investment management company. The Company’s business activity is managing, servicing and marketing open-end mutual funds branded as the Hennessy Funds. It provides investment advisory services and shareholder services to the Hennessy Funds. Its investment advisory services include managing the composition of each fund’s portfolio, including the purchase, retention and disposition of portfolio securities in accordance with the Fund’s investment objectives, policies and restrictions; conducting investment research, and monitoring compliance with each fund’s investment restrictions and applicable laws and regulations. It also includes overseeing the selection and continued employment of sub-advisors and monitoring such sub-advisors’ investment performance and adherence to investment policies and compliance procedures, overseeing other service providers, and maintaining public relations and marketing programs for each of the Funds.
