FXCM Inc. (NASDAQ:FXCM) Files An 8-K Regulation FD Disclosure
Item 7.01
| Regulation FD Disclosure |
On February 13, 2017, FXCM Inc. issued a press release announcing
that is has reached a settlement with the Commodity Futures
Trading Commission (the CFTC) regarding a civil action filed by
the CFTC against Forex Capital Markets LLC, the Companys U.S.
subsidiary. The text of the press release is furnished as Exhibit
99.1 to this Form 8-K.
The information in this Current Report on Form 8-K and the
Exhibit attached hereto is furnished to the rules and regulations
of the Securities and Exchange Commission and shall not be deemed
filed for purposes of Section 18 of the Securities Exchange Act
of 1934 (the Exchange Act) or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated
by reference in any filing under the Securities Act of 1933 or
the Exchange Act, except as expressly set forth by specific
reference in such a filing.
| Item 9.01. | Financial Statements and Exhibits. |
| (a) | Financial statements of businesses acquired: None |
| (b) | Pro forma financial information: None |
| (c) | Shell company transactions: None |
| (d) |
Exhibits: Press release, dated February 13, 2017, issued by FXCM Inc. |
| Exhibit No. | Exhibit Description | |
| 99.1** | Press Release dated February 13, 2017 |
| ** | Furnished herewith. |
About FXCM Inc. (NASDAQ:FXCM)
FXCM Inc. is an online provider of foreign exchange (FX) trading and related services. The Company offers its customers access to over-the-counter (OTC) FX markets through its technology platform. It operates in the retail trading segment. It offers customers an agency model to execute their trades. In the agency model, when its customer executes a trade on the price quotation offered by its FX market makers, it acts as a credit intermediary, or riskless principal, simultaneously entering into offsetting trades with both the customer and the FX market maker. Its products include Spot FX Trading, Contract-for-Difference, Spread Betting, Trading Station, Meta Trader 4, FXCM Pro, Trading Station Web, Mirror Trader Platform and Ninja Trader Platform. It holds interests in Lucid Markets Trading Limited, an electronic market-maker and trader in the institutional foreign exchange spot and futures market, and V3 Markets, an electronic market-maker and trader of a diverse set of products. FXCM Inc. (NASDAQ:FXCM) Recent Trading Information
FXCM Inc. (NASDAQ:FXCM) closed its last trading session 00.00 at 2.90 with 36,119 shares trading hands.
