First Capital Investment Corporation (NASDAQ:FBIZ) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 19, 2017, Vigilant Compliance, LLC (“Vigilant”), a third-party services firm that provides First Capital Investment Corporation (the “Company”) with its Chief Financial Officer, terminated the Chief Financial Officer Services Agreement by and between the Company and Vigilant dated August 1, 2014, effective immediately. As a result of the termination of this agreement, Robert Amweg, the Company’s Chief Financial Officer, Secretary and Treasurer, resigned effective May 19, 2017.

In addition, on May 19, 2017, Vigilant provided notice to the Company of its intent to terminate the Chief Compliance Officer Services Agreement by and between the Company and Vigilant dated August 1, 2014. As a result of the notice to terminate this agreement, Perpetua Seidenberg, the Company’s Chief Compliance Officer’s resignation will be effective 60 days from May 19, 2017, or July 18, 2017.

The Company is in the process of interviewing candidates for the Chief Financial Officer and Chief Compliance Officer positions and expects to fill these vacancies in the near future.

About First Capital Investment Corporation (NASDAQ:FBIZ)

First Business Financial Services, Inc. (FBFS) is a bank holding company. The Company engages in the commercial banking business through its bank subsidiaries, which include First Business Bank (FBB), First Business Bank-Milwaukee (FBB-Milwaukee) and Alterra Bank (Alterra) (FBB and FBB-Milwaukee and, together with FBB, the Banks). The operations of FBFS are conducted through the Banks and certain subsidiaries of FBB. The Banks operate as business banks focusing on delivering a line of commercial banking products, including commercial loans and commercial real estate loans, and services to meet the needs of small- and medium-sized businesses, business owners, executives, professionals and high net worth individuals. Its business lines include commercial lending, asset-based financing, equipment financing, small business administration (SBA) lending, treasury management services, and trust and investment services. Its investments include short-term investments and securities.

First Capital Investment Corporation (NASDAQ:FBIZ) Recent Trading Information

First Capital Investment Corporation (NASDAQ:FBIZ) closed its last trading session up +0.04 at 23.22 with 17,452 shares trading hands.