Fidus Investment Corporation (NASDAQ:FDUS) Files An 8-K Submission of Matters to a Vote of Security Holders

Item5.07.

Results of Annual Meeting of
Stockholders

Fidus Investment Corporations (the Company) 2017 annual meeting
of stockholders (the Annual Meeting) was originally called to
order on June1, 2017 and was adjourned in order to obtain a
sufficient number of votes to hold the Annual Meeting. On June15,
2017, the Company reconvened the Annual Meeting at its offices
located at 1603 Orrington Avenue, Suite 1005, Evanston, Illinois
60201. The issued and outstanding shares of common stock of the
Company entitled to vote at the Annual Meeting consisted of the
22,446,076 shares of common stock outstanding on the record date,
March10, 2017. The common stockholders of the Company voted on
two proposals at the Annual Meeting, both of which were approved.
The final voting results from the Annual Meeting were as follows:

Proposal 1 Election of Two ClassIII Directors

The following individuals, constituting all the nominees named in
the Companys definitive proxy statement on Schedule14A filed with
the Securities and Exchange Commission on March15, 2017 (the
Proxy Statement), were elected as ClassIII directors to serve
until the 2020 annual meeting of stockholders and until their
successors have been duly elected and qualified. The following
votes were taken in connection with this proposal:

Proposal 2 Approval to Sell or Otherwise Issue Shares of
Common Stock Below Net Asset Value

A proposal to authorize the Company, to approval of the Board of
Directors of the Company, to sell or otherwise issue shares of
its common stock during the next year at a price below the
Companys then current net asset value per share, subject to
certain conditions as set forth in the Proxy Statement (including
that the cumulative number of shares sold to such authority does
not exceed 25% of its then outstanding common stock immediately
prior to each such sale) was approved. The following votes were
taken in connection with this proposal:

This proposal was also approved by the Companys non-affiliated
stockholders by a vote of 9,189,520 shares for, 1,484,576 shares
against and 325,341 abstained. The number of votes cast in favor
of this proposal represents a majority of outstanding voting
securities of the Company, as defined under the Investment
Company Act of 1940, and a majority of outstanding securities not
held by affiliated persons.

About Fidus Investment Corporation (NASDAQ:FDUS)

Fidus Investment Corporation is a business development company. The Company provides customized debt and equity financing solutions to lower middle-market companies. Its investment objective is to provide risk-adjusted returns by generating both current income from its debt investments and capital appreciation from its equity related investments. Its investment strategy consists of collaborating with business owners, management teams and financial sponsors by providing customized financing for ownership transactions, business expansion and other growth initiatives. It invests in industries, such as healthcare products, specialty distribution, aerospace and defense manufacturing, oil and gas services, consumer products, components manufacturing and building products manufacturing. Its investment portfolio consists of subordinated notes, senior secured loans, equity and warrants. The Company’s investment advisor is Fidus Investment Advisors, LLC.