ENVESTNET,INC. (NYSE:ENV) Files An 8-K Submission of Matters to a Vote of Security Holders

ME Staff 8-k
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ENVESTNET,INC. (NYSE:ENV) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders.

At the 2017 Annual Meeting held on July13, 2017, the Company’s stockholders voted on (1)the election of three ClassII directors nominated by the Board of Directors to serve until the 2020 Annual Meeting of Stockholders or until their successors are elected and qualified; (2)the approval, on an advisory basis, of 2016 executive compensation; (3)the approval, on an advisory basis, of whether executive compensation should be submitted to stockholders for an advisory vote every one, two or three years; (4)the ratification of the appointment of KPMG LLP as independent auditors for the fiscal year ending December31, 2017; and (5)the approval of the 2010 Long-Term Incentive Plan as amended through the Fourth Amendment.

The table below sets forth the number of votes cast for and against for each matter voted upon by the Company’s stockholders.

PROPOSAL 1

Election of Directors to serve until the 2020 Annual Meeting of Stockholders.

NOMINEE

FOR

WITHHELD

BROKERNON-VOTES

Luis Aguilar

39,010,216

299,348

3,200,213

Ross Chapin

38,130,703

1,178,861

3,200,213

James Fox

37,731,843

1,577,721

3,200,213

PROPOSAL 2

The approval, on an advisory basis, of 2016 executive compensation.

SHARES

For:

25,176,007

Against:

14,033,833

Abstain:

99,724

Broker Non-Votes:

3,200,213

PROPOSAL 3

The approval, on an advisory basis, of whether executive compensation should be submitted to stockholders for an advisory vote every one, two or three years:

SHARES

For 1 Year:

38,446,461

For 2 Year:

34,281

For 3 Year:

713,050

Abstain:

115,772

Broker Non-Votes:

3,200,213

PROPOSAL 4

The ratification of the appointment of KPMG LLP as independent auditors for the fiscal year ending December31, 2017.

SHARES

For:

42,325,524

Against:

69,413

Abstain:

114,840

Broker Non-Votes:

PROPOSAL 5

The approval of the 2010 Long-Term Incentive Plan as amended through the Fourth Amendment:

SHARES

For:

36,737,837

Against:

2,458,518

Abstain:

113,209

Broker Non-Votes:

3,200,213


About ENVESTNET,INC. (NYSE:ENV)

Envestnet, Inc. is a provider of financial and wealth management technology and services to financial advisors, investors and financial service providers. The Company’s segments are Envestnet and Envestnet/Yodlee. Its Envestnet segment provides unified wealth management software and services empowering financial advisors and institutions. Its Envestnet/Yodlee segment is a data aggregation and data analytics platform. Its services and related technology are provided through Envestnet’s wealth management software, Envestnet/PMC, Envestnet/Tamarac, Vantage Reporting Solution, Envestnet/WMS, Envestnet/Placemark, Envestnet/Retirement Solutions, Envestnet/Yodlee and Envestnet/Finance Logix. It operates approximately five Registered Investment Advisors (RIAs) and a registered broker-dealer. Its centrally-hosted technology platform services include risk assessment and selection of investment strategies and solutions, asset allocation models, and research and due diligence.