CORP (OTCMKTS:CCYPQ) Files An 8-K Amendment to Registrant’s Code of Ethics, or Waiver of a Provision of the Code of EthicsItem 5.05. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On June 28, 2018, the Board of Directors of Enterprise Financial Services Corp ("the Company") amended the Company's Code of Ethics ("the Code"). The Code is applicable to all directors, officers, and other employees of the Company and its subsidiaries and affiliates, including but not limited to the Company's principal executive officer, principal financial officer, and controller. The amendments to the Code do not result in any waiver to any director, officer, or other employee of the Company from any provision of the Code as in effect prior to the amendments to the Code.
The amendments to the Code clarify the applicability of the provisions of the Code to directors, officers, and other employees of the Company and further outline conduct considered consistent with the guiding principles of the Company.
The foregoing description of the amendments to the Code is qualified in its entirety by reference to the full text of the Code that is attached as Exhibit 14, which is incorporated herein by reference. The Company will also make the Code available under "Governance Documents" in the Investor Relations section of its website at www.enterprisebank.com.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
NumberDescription
ENTERPRISE FINANCIAL SERVICES CORP ExhibitEX-14.0 2 codeofethics062818.htm EXHIBIT 14.0 codeofethics062818 Code of Ethics 100. Policy Statement The honesty,…To view the full exhibit click here
