Avinger,Inc. (NASDAQ:AVGR) Files An 8-K Other EventsItem 8.01. Other Events.
In conjunction with its participation at an investor conference on June4, 2018, Avinger,Inc. (the “Company”) disclosed updated information concerning the number of shares of its common stock and preferred stock outstanding. As of May30, 2018, there were 9,068,372 shares of the Company’s common stock, 41,800 shares of the Company’s SeriesA preferred stock and 2,155 shares of the Company’s SeriesB preferred stock outstanding. Each share of SeriesA preferred stock and SeriesB preferred stock is presently convertible into 500 shares of common stock. Assuming the full conversion of all outstanding shares of the Company’s preferred stock, the Company would have had approximately 31 million shares of common stock outstanding as of May30, 2018. As of May30, 2018, the Company also had 8,989,500 Series1 warrants and 8,709,500 Series2 warrants outstanding. The Series1 and Series2 warrants are each exercisable for common stock at $2.00 per share. The foregoing descriptions of the SeriesA preferred stock, SeriesB preferred stock, Series1 warrants and Series2 warrants are qualified in their entirety by reference to the Certificate of Designation of Preferences, Rights and Limitations of SeriesA Convertible Preferred Stock, Certificate of Designation of Preferences, Rights and Limitations of SeriesB Convertible Preferred Stock and the Formof Series1/2 Common Stock Purchase Warrant, each of which has been previously filed and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibits
(1) Previously filed as an Exhibitto Amendment No.2 to the registrant’s Registration Statement on FormS-1 (File No.333-222517) filed with the Securities and Exchange Commission on February12, 2018, and incorporated by reference herein.
(2) Previously filed as an Exhibitto Amendment No.3 to the registrant’s Registration Statement on FormS-1 (File No.333-222517) filed with the Securities and Exchange Commission on February13, 2018, and incorporated by reference herein.