Apollo Investment Corporation (NASDAQ:AINV) Files An 8-K Submission of Matters to a Vote of Security HoldersItem 5.07
Submission of Matters to a Vote of Security Holders
Annual Meeting:
On August3, 2017, the Company held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved two proposals. The proposals are described in detail in the Company’s definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission (the “SEC”) on June19, 2017. As of June9, 2017, the record date, 219,694,654 shares of common stock were eligible to vote.
Proposal 1: The Company’s stockholders elected three Class I Directors of the Company, who will each serve for a term of three years, or until his or her successor is duly elected and qualified, as follows:
|
Name of Director |
FOR |
WITHHELD |
Broker Non-Vote |
|
Jeanette W. Loeb |
66,378,751 |
61,928,691 |
67,379,062 |
|
Frank C. Puleo |
66,377,139 |
61,930,303 |
67,379,062 |
|
Carl Spielvogel |
66,087,585 |
62,219,857 |
67,379,062 |
Proposal 2: The Company’s stockholders ratified the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm of the Company for the fiscal year ending March31, 2018, as follows:
|
FOR |
AGAINST |
ABSTAIN |
BROKERNON-VOTE |
|
191,568,345 |
2,626,167 |
1,491,992 |
Notapplicable |
On August 4, 2017, Apollo Investment Corporation issued a press release. A copy of the Registrant's press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
|
Item 5.07 |
Financial Statements and Exhibits |
(d) Exhibits
|
Exhibit Number |
Exhibit |
|
99.1 |
Press Release, dated August 4, 2017. |
APOLLO INVESTMENT CORP ExhibitEX-99.1 2 ainv2018q18-kex991.htm EXHIBIT 99.1 Exhibit Apollo Investment CorporationReports Financial Results for the Quarter Ended June 30,…To view the full exhibit click here
About Apollo Investment Corporation (NASDAQ:AINV)
Apollo Investment Corporation is a closed-end, externally managed, non-diversified management investment company. The Company’s investment objective is to generate current income and capital appreciation. It invests primarily in various forms of debt investments, including secured and unsecured debt, loan investments and/or equity in private middle-market companies. It may also invest in the securities of public companies and in structured products and other investments, such as collateralized loan obligations (CLOs) and credit-linked notes (CLNs). Its portfolio also includes equity interests, such as common stock, preferred stock, warrants or options. It invests in investments in the United States secured and unsecured loans, other debt securities and equity, and may also invests a portion of the portfolio in other investment opportunities, including foreign securities and structured products. Apollo Investment Management, L.P. is the investment advisor of the Company.
