Amyris Inc (NASDAQ:AMRS) Files An 8-K

ME Staff
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Amyris Inc (NASDAQ:AMRS) entered into a securities purchase agreement (the “Purchase Agreement”) with a private investor (the “Purchaser”) relating to the sale of up to $15.0 million aggregate principal amount of convertible notes (“Notes”) and issued to the Purchaser a Note in the principal amount of $10.0 million (the “Initial Note”), and on September 2, 2016, the Company issued to the Purchaser an additional Note in the principal amount of $3.0 million (the “$3 Million Note”) and granted the Purchaser the option to purchase a further Note in the principal amount of $2.0 million, representing the remaining Notes provided for in the Purchase Agreement, on or before December 31, 2016. The entry into the Purchase Agreement and the issuance of the Initial Note and the $3 Million Note were previously reported in Current Reports on Form 8-K filed by the Company with the Securities and Exchange Commission on May 10, 2016 (the “May 8-K”) and September 9, 2016 (the “September 8-K”), which are incorporated herein by reference.

On October 13, 2016, the Company issued and sold an additional Note in the principal amount of $2.0 million (the “$2 Million Note” and together with the $3 Million Note, the “Additional Notes”) to the Purchaser, for proceeds to the Company of $2.0 million. All of the Notes provided for in the Purchase Agreement had been issued and sold by the Company to the Purchaser upon the issuance of the $2 Million Note.

The foregoing description of the $2 Million Note is qualified in its entirety by reference to the description of the Notes contained in the May 8-K and the Form of Additional Note filed as Exhibit 4.1 to the September 8-K, which are incorporated herein by reference.

This Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy the securities discussed herein, nor shall there be any offer, solicitation or sale of the securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state.