SAExploration Holdings, Inc. (NASDAQ:SAEX) Files An 8-K Material Modification to Rights of Security Holders
Item 3.03. Material Modifications to Rights of Security Holders.

As previously disclosed, SAExploration Holdings, Inc. (the “Company”) was authorized by the Company’s board of directors and the holders of a majority of the shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), to increase the number of authorized shares of Common Stock from 20,000,000 to 40,000,000.

On November 19, 2018, the stockholders’ approval of the share increase became effective, and on November 26, 2018, the Company filed with the Delaware Secretary of State the Fourth Amendment to the Third Amended and Restated Certificate of Incorporation (the “Fourth Amendment”).

The summary of the Fourth Amendment set forth in this Item 3.03 does not purport to be complete and is qualified in its entirety by reference to the text of such amendment, a copy of which is being filed as Exhibit 3.1 hereto and is incorporated herein by reference.

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

The information set forth in Item 3.03 is incorporated into this Item 5.03 by reference.

Item 8.01. Other Events.

Amendment to Amended and Restated 2018 Long-Term Incentive Plan

As further described in the Company’s Current Report on Form 8–K filed on October 19, 2018, the Consenting Stockholders’ (as defined therein) authorization of the Company’s entry into the Amendment to the Amended and Restated 2018 Long–Term Incentive Plan became effective as of November 19, 2018.

Item 9.01. Financial Statements and Exhibits.

SAExploration Holdings, Inc. Exhibit
EX-3.1 2 saex-ex31_6.htm EX-3.1 saex-ex31_6.htm Exhibit 3.1 FOURTH CERTIFICATE OF AMENDMENT TO THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SAEXPLORATION HOLDINGS,…
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