WELLS FARGO&COMPANY (NYSE: WFC) Files An 8-K Financial Statements and ExhibitsItem 9.01.
Exhibits are filed herewith in connection with the Registration Statement on FormS-3 (File No.333-221324) filed by Wells Fargo&Company with the Securities and Exchange Commission.
On December 6, 2018, Wells Fargo&Company issued the following securities: (i) Medium-Term Notes, Series S, Leveraged Index Return Notes® Linked to an International Equity Index Basket; (ii) Medium-Term Notes, Series S, Market-Linked Step Up Notes Linked to the S&P 500® Index; (iii) Medium-Term Notes, Series S, Principal at Risk Securities Linked to an Equity Index Basket due December 6, 2023; (iv) Medium-Term Notes, Series S, Notes Linked to the S&P 500® Index; (v) Medium-Term Notes, Series S, Market Index Target-Term Securities® Linked to an International Equity Index Basket; and (vi) Medium-Term Notes, Series T, Notes Linked to the 10-Year Constant Maturity Swap Rate due December 6, 2028 (collectively, the “Notes”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to each issuance and the opinion of Faegre Baker Daniels LLP regarding the Notes.
(d)Exhibits
| Exhibit No. | Description | Location |
| 4.1 |
Form of Medium-Term Notes, Series S, Leveraged Index Return Notes® Linked to an International Equity Index Basket. |
Filed herewith |
| 4.2 |
Form of Medium-Term Notes, Series S, Market-Linked Step Up Notes Linked to the S&P 500® Index. |
Filed herewith |
| 4.3 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to an Equity Index Basket due December 6, 2023. |
Filed herewith |
| 4.4 |
Form of Medium-Term Notes, Series S, Notes Linked to the S&P 500® Index. |
Filed herewith |
| 4.5 |
Form of Medium-Term Notes, Series S, Market Index Target-Term Securities® Linked to an International Equity Index Basket. |
Filed herewith |
| 4.6 |
Form of Medium-Term Notes, Series T, Notes Linked to the 10-Year Constant Maturity Swap Rate due December 6, 2028. |
Filed herewith |
| 5.1 |
Opinion of Faegre Baker Daniels LLP regarding the Notes. |
Filed herewith |
| 23.1 |
Consent of Faegre Baker Daniels LLP. |
Included as part of Exhibit5.1 |
WELLS FARGO & COMPANY/MN ExhibitEX-4.1 2 ex4-1.htm FORM OF MEDIUM-TERM NOTES,…To view the full exhibit click here