WELLS FARGO & COMPANY (NYSE:WFC) Files An 8-K Financial Statements and Exhibits
Item 9.01.
Exhibits are filed herewith in connection with the Registration Statement on FormS-3 (File Nos.333-221324 and 333-221324-01) filed by Wells Fargo&Company and Wells Fargo Finance LLC with the Securities and Exchange Commission.
On January 31, 2019, Wells Fargo&Company issued the following Medium-Term Notes, Series S: (i) Principal at Risk Securities Linked to the MSCI EAFE Index®; (ii) Principal at Risk Securities Linked to the S&P 500® Index due January 29, 2021; (iii) Principal at Risk Securities Linked to the S&P 500® Index due February 6, 2024; (iv) Principal at Risk Securities Linked to the S&P 500® Index due February 2, 2021; (v) Principal at Risk Securities Linked to the iShares® MSCI EAFE ETF due February 2, 2021; (vi) Principal at Risk Securities Linked to the iShares® MSCI Emerging Markets ETF due February 2, 2021; (vii) Principal at Risk Securities Linked to the iShares® U.S. Real Estate ETF due February 2, 2021; and (viii) Principal at Risk Securities Linked to the S&P 500® Index due August 3, 2020 (collectively, the “Series S Notes”).
On January 31, 2019, Wells Fargo&Company issued the following Medium-Term Notes, Series T: Notes due January 31, 2034 (the “Series T Notes”).
On January 31, 2019, Wells Fargo Finance LLC issued the following Medium-Term Notes, SeriesA: Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index and the Russell 2000® Index due August 6, 2026 (the “Series A Notes”). The Series A Notes are fully and unconditionally guaranteed by Wells Fargo & Company (the “Guarantee”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to each issuance, the opinion of Faegre Baker Daniels LLP regarding the Series S Notes and the Series T Notes and the opinion of Faegre Baker Daniels LLP regarding the Series A Notes and the Guarantee.
(d)Exhibits
| Exhibit No. | Description | Location |
| 4.1 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the MSCI EAFE Index®. |
Filed herewith |
| 4.2 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the S&P 500® Index due January 29, 2021. |
Filed herewith |
| 4.3 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the S&P 500® Index due February 6, 2024. |
Filed herewith |
| 4.4 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the S&P 500® Index due February 2, 2021. |
Filed herewith |
| 4.5 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the iShares® MSCI EAFE ETF due February 2, 2021. |
Filed herewith |
| 4.6 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the iShares® MSCI Emerging Markets ETF due February 2, 2021. |
Filed herewith |
| 4.7 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the iShares® U.S. Real Estate ETF due February 2, 2021. |
Filed herewith |
| 4.8 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the S&P 500® Index due August 3, 2020. |
Filed herewith |
| 4.9 |
Form of Medium-Term Notes, Series T, Notes due January 31, 2034. |
Filed herewith |
| 4.10 |
Form of Medium-Term Notes, Series A, Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index and the Russell 2000® Index due August 6, 2026. |
Filed herewith |
| 5.1 |
Opinion of Faegre Baker Daniels LLP regarding the Series S Notes and the Series T Notes. |
Filed herewith |
| 5.2 |
Opinion of Faegre Baker Daniels LLP regarding the Series A Notes and the Guarantee. |
Filed herewith |
| 23.1 |
Consent of Faegre Baker Daniels LLP. |
Included as part of Exhibit5.1 |
| 23.2 |
Consent of Faegre Baker Daniels LLP. |
Included as part of Exhibit5.1 |
WELLS FARGO & COMPANY/MN Exhibit
EX-4.1 2 ex4-1.htm FORM OF MEDIUM-TERM NOTES,…
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About WELLS FARGO & COMPANY (NYSE:WFC)
Wells Fargo & Company is a bank holding company. The Company is a financial services company, which offers banking, insurance, trust and investments, mortgage banking, investment banking, retail banking, brokerage, and consumer and commercial finance. It has three operating segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. Its Community Banking segment offers financial products and services for consumers and small businesses, including checking and savings accounts, credit and debit cards, and auto, student and small business lending. Its Wholesale Banking segment provides financial solutions to businesses across the United States and globally. Its Wealth and Investment Management segment provides a range of personalized wealth management, investment, and retirement products and services to clients across the United States-based businesses. It operates through over 8,700 locations and approximately 13,000 automated teller machines.