WELLS FARGO & COMPANY (NYSE:WFC) Files An 8-K Financial Statements and Exhibits
Item 9.01.
Exhibits are filed herewith in connection with the Registration Statement on FormS-3 (File No.333-221324) filed by Wells Fargo&Company with the Securities and Exchange Commission.
On January 3, 2019, Wells Fargo&Company issued the following Medium-Term Notes, Series S: (i) Principal at Risk Securities Linked to the Energy Select Sector SPDR® Fund due January 4, 2021; (ii) Principal at Risk Securities Linked to the Financial Select Sector SPDR® Fund due January 3, 2022; (iii) Partial Principal at Risk Securities Linked to the S&P 500® Index due January 3, 2022; (iv) Principal at Risk Securities Linked to the Lowest Performing of the Class C Capital Stock of Alphabet Inc., the Common Stock of Amazon.com, Inc. and the Common Stock of Starbucks Corporation due December 31, 2021; (v) Principal at Risk Securities Linked to the Energy Select Sector SPDR® Fund due July 5, 2022; and (vi) Principal at Risk Securities Linked to the S&P 500® Index due July 2, 2020 (collectively, the “Notes”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to each issuance and the opinion of Faegre Baker Daniels LLP regarding the Notes.
(d)Exhibits
| Exhibit No. | Description | Location |
| 4.1 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Energy Select Sector SPDR® Fund due January 4, 2021. |
Filed herewith |
| 4.2 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Financial Select Sector SPDR® Fund due January 3, 2022. |
Filed herewith |
| 4.3 |
Form of Medium-Term Notes, Series S, Partial Principal at Risk Securities Linked to the S&P 500® Index due January 3, 2022. |
Filed herewith |
| 4.4 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Lowest Performing of the Class C Capital Stock of Alphabet Inc., the Common Stock of Amazon.com, Inc. and the Common Stock of Starbucks Corporation due December 31, 2021. |
Filed herewith |
| 4.5 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Energy Select Sector SPDR® Fund due July 5, 2022. |
Filed herewith |
| 4.6 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the S&P 500® Index due July 2, 2020. |
Filed herewith |
WELLS FARGO & COMPANY/MN Exhibit
EX-4.1 2 ex4-1.htm FORM OF MEDIUM-TERM NOTES,…
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About WELLS FARGO & COMPANY (NYSE:WFC)
Wells Fargo & Company is a bank holding company. The Company is a financial services company, which offers banking, insurance, trust and investments, mortgage banking, investment banking, retail banking, brokerage, and consumer and commercial finance. It has three operating segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. Its Community Banking segment offers financial products and services for consumers and small businesses, including checking and savings accounts, credit and debit cards, and auto, student and small business lending. Its Wholesale Banking segment provides financial solutions to businesses across the United States and globally. Its Wealth and Investment Management segment provides a range of personalized wealth management, investment, and retirement products and services to clients across the United States-based businesses. It operates through over 8,700 locations and approximately 13,000 automated teller machines.