WELLS FARGO & COMPANY (NYSE:WFC) Files An 8-K Financial Statements and ExhibitsItem 9.01.
Exhibits are filed herewith in connection with the Registration Statement on FormS-3 (File No.333-221324) filed by Wells Fargo & Company with the Securities and Exchange Commission.
On September 21, 2018, Wells Fargo & Company issued the following Medium-Term Notes, Series S: (i) Principal at Risk Securities Linked to the Lowest Performing of the Russell 2000® Index, the Dow Jones Industrial Average® and the Nasdaq-100 Index® due September 21, 2023; (ii) Principal at Risk Securities Linked to the Lowest Performing of the Russell 2000® Index, the Dow Jones Industrial Average® and the Nasdaq-100 Index® due September 21, 2023; (iii) Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index, the Russell 2000® Index and the Dow Jones Industrial Average® due September 21, 2023; and (iv) Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index, the Russell 2000® Index and the Dow Jones Industrial Average® due September 21, 2023 (collectively, the “Notes”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to each issuance and the opinion of Faegre Baker Daniels LLP regarding the Notes.
(d)Exhibits
| Exhibit No. | Description | Location |
| 4.1 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Lowest Performing of the Russell 2000® Index, the Dow Jones Industrial Average® and the Nasdaq-100 Index® due September 21, 2023. |
Filed herewith |
| 4.2 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Lowest Performing of the Russell 2000® Index, the Dow Jones Industrial Average® and the Nasdaq-100 Index® due September 21, 2023. |
Filed herewith |
| 4.3 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index, the Russell 2000® Index and the Dow Jones Industrial Average® due September 21, 2023. |
Filed herewith |
| 4.4 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index, the Russell 2000® Index and the Dow Jones Industrial Average® due September 21, 2023. |
Filed herewith |
| 5.1 |
Opinion of Faegre Baker Daniels LLP regarding the Notes. |
Filed herewith |
| 23.1 |
Consent of Faegre Baker Daniels LLP. |
Included as part of Exhibit5.1 |
WELLS FARGO & COMPANY/MN ExhibitEX-4.1 2 ex4-1.htm FORM OF MEDIUM-TERM NOTES,…To view the full exhibit click here
About WELLS FARGO & COMPANY (NYSE:WFC)
Wells Fargo & Company is a bank holding company. The Company is a financial services company, which offers banking, insurance, trust and investments, mortgage banking, investment banking, retail banking, brokerage, and consumer and commercial finance. It has three operating segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. Its Community Banking segment offers financial products and services for consumers and small businesses, including checking and savings accounts, credit and debit cards, and auto, student and small business lending. Its Wholesale Banking segment provides financial solutions to businesses across the United States and globally. Its Wealth and Investment Management segment provides a range of personalized wealth management, investment, and retirement products and services to clients across the United States-based businesses. It operates through over 8,700 locations and approximately 13,000 automated teller machines.