SWK HOLDINGS CORPORATION (OTCMKTS:SWKH) Files An 8-K Submission of Matters to a Vote of Security Holders
ME Staff 8-k
SWK HOLDINGS CORPORATION (OTCMKTS:SWKH) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07
Submission of Matters to a Vote of Security
Holders
SWK Holdings Corporation (the Company) held its 2017 annual
meeting of stockholders on May 22, 2017. At the meeting, the
Companys stockholders elected D. Blair Baker, Christopher W.
Haga, and Edward B. Stead, to serve as directors for a term
expiring in 2018. Additionally, stockholders voted to ratify the
selection of BPM, LLP as the Companys independent registered
public accounting firm for the fiscal year ending December 31,
2017. Stockholders also voted affirmatively on an advisory basis
to approve the compensation to certain executives.
1.
Election of Directors
Nominee
For
Withhold Authority
Broker Non-Votes
D. Blair Baker
9,243,555
1,270,918
943,988
Christopher W. Haga
9,242,573
1,271,900
943,988
Edward B. Stead
10,294,719
219,754
943,988
2.
Ratification of Independent Registered Public Accounting Firm
For
Against
Abstain
Broker Non-Votes
11,401,021
54,343
3,097
3.
Executive Compensation
For
Against
Abstain
Broker Non-Votes
10,269,022
7,559
237,892
943,988
About SWK HOLDINGS CORPORATION (OTCMKTS:SWKH) SWK Holdings Corporation is a healthcare capital provider. The Company offers financing solutions to a range of life science companies, institutions and inventors. The Company’s focus is on monetizing cash flow streams derived from commercial-stage products and related intellectual property through royalty purchases and financings, as well as through the creation of synthetic revenue interests in commercialized products. The Company, through its subsidiary SWK Advisors LLC, provides non-discretionary investment advisory services to institutional clients in separately managed accounts to similarly invest in life science finance. It focuses to fund transactions through its own working capital, as well as by building its asset management business by raising additional third party capital to be invested alongside its capital. The Company evaluates and invests in a range of healthcare related companies and products. SWK HOLDINGS CORPORATION (OTCMKTS:SWKH) Recent Trading Information SWK HOLDINGS CORPORATION (OTCMKTS:SWKH) closed its last trading session down -0.10 at 11.15 with 517 shares trading hands.