SUNWORKS, INC. (NASDAQ:SUNW) Files An 8-K Submission of Matters to a Vote of Security Holders

SUNWORKS, INC. (NASDAQ:SUNW) Files An 8-K Submission of Matters to a Vote of Security Holders

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Item 5.07

Submission of Matters to a Vote of Security

On May 18, 2017, Sunworks, Inc. (the Company) held its Annual
Meeting of Stockholders (the Annual Meeting). A total of
16,495,322 shares of common stock and 1,506,024 shares of Series
B Preferred Stock constituting a quorum, were represented in
person or by valid proxies at the Annual Meeting. The final
results for each of the matters submitted to a vote of
stockholders at the Annual Meeting, as set forth in the
Definitive Proxy Statement, filed with the Securities and
Exchange Commission on April 10, 2017, are as follows:

Proposal 1. At the Annual Meeting, the terms of all
eight (8) members of the Board of Directors expired. All of the
eight (8) nominees for director were elected to serve until the
next annual meeting of stockholders or until their respective
successors have been duly elected and qualified, or until such
directors earlier resignation, removal or death. The result of
the votes to elect the eight (8) directors was as follows:

Directors For Withheld Broker Non-Votes
James B. Nelson 7,252,212 339,140 8,903,970
Abe Emard 7,225,143 366,209 8,903,970
Charles Cargile 7,282,033 309,319 8,903,970
Frank L. Hunt 6,946,999 644,353 8,903,970
John D. Van Slooten 7,313,753 277,599 8,903,970
Brigham Tomco 6,896,041 695,311 8,903,970
Shane Mace 6,899,299 692,053 8,903,970
Rhone Resch 7,389,644 201,708 8,903,970

Proposal 2. At the Annual Meeting, the stockholders
approved the appointment of Liggett Webb, P.A. as the Companys
independent auditors for the fiscal year ending December 31,
2017. The result of the votes to approve Liggett Webb, P.A. was
as follows:

For Against Abstain
15,600,525 627,921 266,876


Sunworks, Inc., formerly Solar3D, Inc., provides photo voltaic (PV) based power systems for the residential, commercial and agricultural markets in California and Nevada. The Company, through its operating subsidiaries, designs, arranges financing, integrates, installs and manages systems ranging in size from 2 kilowatt (KW) for residential loads to multi megawatts (MW) systems for larger commercial projects. The Company’s commercial installations include office buildings, manufacturing plants, warehouses and agricultural facilities, such as farms, wineries and dairies. The Company provides a range of installation services to its solar energy customers, including design, system engineering, procurement, permitting, construction, grid connection, warranty, system monitoring and maintenance. The Company has installed over 850 systems in California and Nevada.

SUNWORKS, INC. (NASDAQ:SUNW) Recent Trading Information

SUNWORKS, INC. (NASDAQ:SUNW) closed its last trading session up +0.06 at 1.49 with 120,977 shares trading hands.

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