STIFEL FINANCIAL CORP. (NYSE:SF) Files An 8-K Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure.
On December 7, 2016, Stifel Financial Corp. (the Company) will be
meeting with institutional investors at the Goldman Sachs US
Financial Services Conference at The Conrad Hotel in New York
City. The investor presentation attached hereto as Exhibit 99.1,
is incorporated herein by reference, and is also available on the
Investor Relations section of the Companys web site at
www.stifel.com.
The investor presentation is being furnished to Item 7.01, and
the information contained therein shall not be deemed “filed”
for the purposes of Section 18 of the Securities Exchange Act of
1934, as amended (the “Exchange Act”), or otherwise subject to
the liabilities of that section, nor shall it be deemed
incorporated by reference in any filing under the Securities Act
of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such filing.
To supplement its financial statements presented in accordance
with GAAP, the Company used, in its investor presentation,
certain non-GAAP measures of financial performance. The Company
believes that these non-GAAP measures will allow for a better
evaluation of the operating performance of the business and
facilitate a meaningful comparison of the Company’s results in
the current period to those in prior periods and future periods.
Reference to these non-GAAP measures should not be considered as
a substitute for results that are presented in a manner
consistent with GAAP. These non-GAAP measures are provided to
enhance investors’ overall understanding of the Company’s
financial performance.
The investor presentation attached to this Current Report on Form
8-K as Exhibit 99.1 contains certain statements that may be
deemed to be forward-looking statements within the meaning of
Section 27A of the Securities Act of 1933 and Section 21E of the
Securities Exchange Act of 1934. All statements in this report
not dealing with historical results are forward-looking and are
based on various assumptions. The forward-looking statements in
this report are subject to risks and uncertainties that could
cause actual results to differ materially from those expressed in
or implied by the statements. Factors that may cause actual
results to differ materially from those contemplated by such
forward-looking statements include, among other things:
statements regarding the Companys goals, intentions, and
expectations; business plans and growth strategies; the Companys
ability to integrate and manage its acquired businesses;
estimates of the Companys risks and future costs and benefits;
forecasted demographic and economic trends relating to the
Companys industry; and other risk factors referred to from time
to time in filings made by the Company with the Securities and
Exchange Commission. Forward-looking statements speak only as to
the date they are made. The Company does not undertake to update
forward-looking statements to reflect circumstances or events
that occur after the date the forward-looking statements are
made. The Company disclaims any intent or obligation to update
these forward-looking statements.
Item 9.01 Financial Statements and Exhibits.
(d)Exhibits.
Exhibit NumberDescription of Exhibit
|
99.1 |
Investor presentation December 7, 2016. |
About STIFEL FINANCIAL CORP. (NYSE:SF)
Stifel Financial Corp. is a financial holding company. Its principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Its principal activities are private client services, including securities transaction and financial planning services; institutional equity and fixed income sales, trading, research and municipal finance; investment banking services, including mergers and acquisitions, public offerings and private placements, and retail and commercial banking, including personal and commercial lending programs. It operates through three segments. The Global Wealth Management segment consists of the Private Client Group and Stifel Bank businesses. The Institutional Group segment includes research, equity and fixed income institutional sales and trading, investment banking, public finance and syndicate. The Other segment includes interest income from stock borrow activities and interest income. STIFEL FINANCIAL CORP. (NYSE:SF) Recent Trading Information
STIFEL FINANCIAL CORP. (NYSE:SF) closed its last trading session up +0.48 at 50.70 with 276,153 shares trading hands.