STIFEL FINANCIAL CORP. (NYSE:SF) Files An 8-K Regulation FD Disclosure
Item7.01
| Regulation FD Disclosure. |
On June 21, 2017, Stifel Financial Corp. (the Company) will be
meeting with institutional investors. On June 22, 2017, Ronald J.
Kruszewski, Chairman and CEO, is scheduled to present at 8:45
a.m. Eastern time and meet with institutional investors during
the day at the JMP Securities Financial Services Real Estate
Conference at The St. Regis New York in New York City.
The investor presentation is attached hereto as Exhibit 99.1, and
is incorporated herein by reference. A copy of the investor
presentation, as well as a link to the live audio webcast, will
be available on the Investor Relations section of the Companys
web site at www.stifel.com. For those who cannot listen to
the live broadcast, a replay of the broadcast will be available
through the above-referenced website following the completion of
the presentation for a period of 14 days.
The investor presentation is being furnished to Item 7.01, and
the information contained therein shall not be deemed filed for
the purposes of Section 18 of the Securities Exchange Act of
1934, as amended (the Exchange Act), or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated
by reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set
forth by specific reference in such filing.
To supplement its financial statements presented in accordance
with GAAP, the Company used, in its investor presentation,
certain non-GAAP measures of financial performance. The Company
believes that these non-GAAP measures will allow for a better
evaluation of the operating performance of the business and
facilitate a meaningful comparison of the Companys results in the
current period to those in prior periods and future periods.
Reference to these non-GAAP measures should not be considered as
a substitute for results that are presented in a manner
consistent with GAAP. These non-GAAP measures are provided to
enhance investors overall understanding of the Companys financial
performance.
The investor presentation attached to this Current Report on
Form 8-K as Exhibit 99.1 contains certain statements that may be
deemed to be forward-looking statements within the meaning of
Section 27A of the Securities Act of 1933 and Section 21E of the
Securities Exchange Act of 1934. All statements in this report
not dealing with historical results are forward-looking and are
based on various assumptions. The forward-looking statements in
this report are subject to risks and uncertainties that could
cause actual results to differ materially from those expressed in
or implied by the statements. Factors that may cause actual
results to differ materially from those contemplated by such
forward-looking statements include, among other things:
statements regarding the Companys goals, intentions, and
expectations; business plans and growth strategies; the Companys
ability to integrate and manage its acquired businesses;
estimates of the Companys risks and future costs and benefits;
forecasted demographic and economic trends relating to the
Companys industry; and other risk factors referred to from time
to time in filings made by the Company with the Securities and
Exchange Commission. Forward-looking statements speak only as to
the date they are made. The Company does not undertake to update
forward-looking statements to reflect circumstances or events
that occur after the date the forward-looking statements are
made. The Company disclaims any intent or obligation to update
these forward-looking statements.
Item9.01 |
Financial Statements and Exhibits. |
(d) |
Exhibits. |
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| 99.1 | Investor presentation June 2017. |
STIFEL FINANCIAL CORP ExhibitEX-99.1 2 d417362dex991.htm EX-99.1 EX-99.1 Investor Presentation June 2017 Exhibit 99.1 Disclaimer Forward-Looking Statements This presentation may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 that involve significant risks,…To view the full exhibit click here About STIFEL FINANCIAL CORP. (NYSE:SF)
Stifel Financial Corp. is a financial holding company. Its principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Its principal activities are private client services, including securities transaction and financial planning services; institutional equity and fixed income sales, trading, research and municipal finance; investment banking services, including mergers and acquisitions, public offerings and private placements, and retail and commercial banking, including personal and commercial lending programs. It operates through three segments. The Global Wealth Management segment consists of the Private Client Group and Stifel Bank businesses. The Institutional Group segment includes research, equity and fixed income institutional sales and trading, investment banking, public finance and syndicate. The Other segment includes interest income from stock borrow activities and interest income.