PennyMac Financial Services, Inc. (NYSE:PFSI) Files An 8-K Regulation FD DisclosureItem 7.01Regulation FD Disclosure.
On August 8, 2017, the Company issued a press release announcing the pricing of aprivate offering of secured term notes in an aggregate principal amount of $500 million to be issued by the Company’s indirect controlled subsidiary, PNMAC GMSR ISSUER TRUST.The secured term notes will be offered only to qualified institutional buyers, as defined in the Securities Act of 1933, as amended (the “Securities Act”), to Rule 144A under the Securities Act. The offering is expected to close on August 10, 2017, subject to customary closing conditions. The secured term notes have not been and are not expected to be registered under the Securities Act or any state securities laws and, unless so registered, may not be offered or sold in the United States or to U.S. persons absent an applicable exemption from the registration requirements of the Securities Act and applicable state securities laws.A copy of the press release announcing the pricing of the offering is furnished hereto as Exhibit 99.1.
The information in Item 7.01 of this report, including Exhibit 99.1 attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of Section 18, nor shall it be deemed incorporated by reference into any disclosure document relating to the Company, except to the extent, if any, expressly set forth by specific reference in such filing.
Item 9.01Financial Statements and Exhibits.
(d)Exhibits.
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Exhibit No. |
Description |
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99.1 |
Press release, dated August 8, 2017, issued by PennyMac Financial Services, Inc. |