Nuveen Diversified Commodity Fund (NASDAQ:XCFDX) Files An 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item3.01 – Notice of Delisting or Failure to Satisfy a Continued
Listing Rule or Standard; Transfer of Listing.
In connection with the previously announced liquidations of the
Nuveen Diversified Commodity Fund (CFD) and Nuveen Long/Short
Commodity Total Return Fund (CTF, and together with CFD, the
Funds) and related termination of trading of each Fund, on
December 27, 2016, NYSE MKT filed a Notification of Removal from
Listing and/or Registration on Form 25 with the Securities and
Exchange Commission with respect to each Fund.
Item3.03 – Material Modifications to Rights of Security
Holders.
On December 30, 2016, all shares of common units of beneficial
interest in the Funds were redeemed for cash by payment of a
liquidating distribution in an amount equal to the net asset
value per share of the respective Fund as of such date.
A copy of the press release regarding the completed liquidation
of the Funds, dated December30, 2016, is filed as Exhibit99.1 to
this report and is incorporated by reference into this Item3.03.
Item5.02 – Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
In connection with the liquidation of the Funds, each of
Christopher A. Cotter, Jon C. Hunt, L. Joe Moravy and Harry W.
Short resigned his respective position as a member of the
Independent Committee of CFD, effective as of December 30, 2016.
Item9.01 – Financial Statements and Exhibits.
(d)
|
Exhibit Number |
Description of Exhibit |
|
| 99.1 | Press Release, dated December30, 2016 |