NORTHERN TRUST CORPORATION (NASDAQ:NTRS) Files An 8-K Temporary Suspension of Trading Under Registrant’s Employee Benefit PlansItem 5.04 Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans
NORTHERN TRUST CORPORATION (NASDAQ:NTRS) Files An 8-K Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans
On February 17, 2017, Northern Trust Corporation (the “Corporation”) received from the administrator of The Northern Trust Company Thrift-Incentive Plan (“TIP”) notice to Section 101(i)(2)(E) of the Employee Retirement Income Security Act of 1974, as amended, of a “blackout period” to which participants in the TIP would be subject in conjunction with a change in the recordkeeper of the TIP.
On February 23, 2017, the Corporation delivered to its directors and executive officers a notice to Rule 104 of Regulation BTR informing such directors and executive officers of the blackout period and certain trading prohibitions to which they would be subject during the blackout period in accordance with Section 306(a) of the Sarbanes-Oxley Act of 2002 and Regulation BTR. A copy of such notice is attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 5.04.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
99.1 Notice Provided to Directors and Executive Officers of Northern Trust Corporation
About NORTHERN TRUST CORPORATION (NASDAQ:NTRS)
Northern Trust Corporation is a financial holding company. The Company provides asset servicing, fund administration, asset management, fiduciary and banking solutions for corporations, institutions, families and individuals around the world. The Company’s segments include Corporate & Institutional Services (C&IS), Wealth Management, and Treasury and Other. The Company conducts its business through various the United States and non-United States subsidiaries, including The Northern Trust Company (Bank). The Company has a network of offices in over 20 states in the United States, Washington, District of Columbia (D.C), and approximately 20 international locations in Canada, Europe, the Middle East and the Asia-Pacific region. Asset Management, through the Company’s subsidiaries, supports the C&IS and Wealth Management segments by providing a range of asset management and related services, and other products to customers around the world. NORTHERN TRUST CORPORATION (NASDAQ:NTRS) Recent Trading Information
NORTHERN TRUST CORPORATION (NASDAQ:NTRS) closed its last trading session up +0.19 at 87.69 with 588,865 shares trading hands.
Northern Trust Corporation is a financial holding company. The Company provides asset servicing, fund administration, asset management, fiduciary and banking solutions for corporations, institutions, families and individuals around the world. The Company’s segments include Corporate & Institutional Services (C&IS), Wealth Management, and Treasury and Other. The Company conducts its business through various the United States and non-United States subsidiaries, including The Northern Trust Company (Bank). The Company has a network of offices in over 20 states in the United States, Washington, District of Columbia (D.C), and approximately 20 international locations in Canada, Europe, the Middle East and the Asia-Pacific region. Asset Management, through the Company’s subsidiaries, supports the C&IS and Wealth Management segments by providing a range of asset management and related services, and other products to customers around the world. NORTHERN TRUST CORPORATION (NASDAQ:NTRS) Recent Trading Information
NORTHERN TRUST CORPORATION (NASDAQ:NTRS) closed its last trading session up +0.19 at 87.69 with 588,865 shares trading hands.
