NewStar Financial, Inc. (NASDAQ:NEWS) Files An 8-K Termination of a Material Definitive AgreementItem 1.02
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Exhibit Number |
Description |
| 2.1 | Agreement and Plan of Merger among First Eagle Holdings, Inc., FE Holdco, LLC, FE Merger Sub, Inc. and NewStar Financial, Inc. dated as of October16, 2017 (incorporated by reference to Exhibit 2.1 of the Company’s Current Report on Form 8-K filed with the SEC on October20, 2017) |
| 2.2 | Asset Purchase Agreement between GSO Diamond Portfolio Holdco LLC and NewStar Financial, Inc. dated as of October 16, 2017 (incorporated by reference to Exhibit 2.2 of the Company’s Current Report on Form 8-K filed with the SEC on October20, 2017) |
| 3.1 | Amended and Restated Certificate of Incorporation of NewStar Financial, Inc. |
| 3.2 | Amended and Restated Bylaws of NewStar Financial, Inc. |
| 99.1 | Press Release dated December21, 2017 |
| 99.2 | Press Release dated December22, 2017 |
NewStar Financial, Inc. ExhibitEX-3.1 2 d510624dex31.htm EX-3.1 EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NEWSTAR FINANCIAL,…To view the full exhibit click here
About NewStar Financial, Inc. (NASDAQ:NEWS)
NewStar Financial, Inc. (NewStar) is a commercial finance company with specialized lending platforms focused on meeting the financing needs of companies and private investors in the middle market. The Company and its wholly owned investment management subsidiary, NewStar Capital LLC, are registered investment advisors and provide asset management services to institutional investors. The Company manages various private credit funds that co-invest in loan origination through its leveraged finance lending platform. Through its wholly owned subsidiary, the Company also manages a series of funds structured as collateralized loan obligations (CLOs) that invest primarily in broadly syndicated loans, as well as other sponsored funds and managed accounts that invest across various asset classes, including broadly syndicated loans, high yield bonds and distressed credits. The Company’s loan portfolio includes loans, leases and other debt products.