NEOPHOTONICS CORPORATION (NYSE:NPTN) Files An 8-K Submission of Matters to a Vote of Security Holders
ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
The 2017 Annual Meeting of Stockholders (the Annual Meeting) of
NeoPhotonics Corporation (the Company) was held on June1, 2017.
Proxies for the meeting were solicited by the Companys Board of
Directors to Section14(a)of the Securities Exchange Act of 1934,
as amended, and there was no solicitation in opposition to the
Boards solicitations. At the Annual Meeting, 35,405,453 common
shares were represented in person or by proxy. The final votes on
the proposals presented at the meeting were as follows:
Proposal 1:
Dmitry Akhanov and Timothy S. Jenks were elected as ClassI
directors to hold office until the 2020 Annual Meeting of
Stockholders by the following vote:
|
Nominee |
|
For |
|
Withheld |
|
BrokerNon-Votes |
|
|
Dmitry Akhanov |
27,435,319 |
1,667,660 |
6,302,474 |
||||
|
Timothy S. Jenks |
28,568,069 |
534,910 |
6,302,474 |
Proposal 2:
The selection by the audit committee of the Companys board of
directors of Deloitte Touche LLP as the Companys independent
registered public accounting firm for the fiscal year ending
December31, 2017 was ratified by the following vote:
|
For |
|
Against |
|
Abstain |
|
|
35,239,616 |
86,219 |
79,618 |
Proposal 3:
An advisory vote on executive compensation, as proposed by
management and described in the proxy materials, was approved by
the following vote:
|
For |
|
Against |
|
Abstain |
|
|
28,311,484 |
774,968 |
16,527 |
Proposal 4:
Proposal 4 was an advisory vote on the frequency of the advisory
vote on executive compensation, as proposed by management and
described in the proxy materials. A preferred frequency of every3
Years was approved by the following vote:
|
1Year |
|
2Years |
|
3Years |
|
BrokerNon-Vote |
|
|
9,944,043 |
31,627 |
17,551,911 |
6,302,474 |
About NEOPHOTONICS CORPORATION (NYSE:NPTN)
NeoPhotonics Corporation develops, manufactures and markets optoelectronic products that transmit, receive and switch digital optical signals for communications networks. The Company develops and manufactures Transmitter Products, Receiver Products and Switch Products that are used in ultra-high speed digital optical communications, high speed switching and provisioning, and access connections for wireless and fiber-to-the-home communications networks. Its products are categorized into groups, including High Speed Products and Network Products and Solutions. High Speed Products include products designed for 100G and beyond for telecom and datacenter or content provider networks and applications. Its Network Products and Solutions consist of various products designed for applications below 100G, and include 40G products. It combines its transmitter and receiver products into Transceiver modules.