Nasdaq, Inc. (NASDAQ:NDAQ) Files An 8-K Submission of Matters to a Vote of Security Holders
Item5.07. Submission of Matters to a Vote of Security Holders.
At the annual meeting of stockholders of Nasdaq, Inc. (Nasdaq or
the Company) held on May10, 2017, the stockholders elected each
of Nasdaqs nominees for director to serve for terms of one year
and until their successors are duly elected and qualified. The
stockholders also approved the Companys executive compensation on
an advisory basis, as well as an advisory vote to conduct future
advisory votes on executive compensation every year. The
stockholders ratified the appointment of Ernst Young LLP as
Nasdaqs independent registered public accounting firm for the
fiscal year ending December31, 2017. The stockholders did not
approve the stockholder proposal entitled Right to Act by Written
Consent.
The table below shows the voting results, which exclude excess
shares that were ineligible to vote as a result of the 5% voting
limitation in the Companys amended and restated certificate of
incorporation.
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||||||
|
Proposal1: |
Election of Directors | |||||||||||||||||||||
| Melissa M. Arnoldi | 99,840,891 | 45,341 | 82,186 | 8,284,307 | ||||||||||||||||||
| Charlene T. Begley | 99,824,087 | 97,573 | 46,758 | 8,284,307 | ||||||||||||||||||
| Steven D. Black | 99,061,405 | 859,729 | 47,284 | 8,284,307 | ||||||||||||||||||
| Adena T. Friedman | 99,846,882 | 82,536 | 39,000 | 8,284,307 | ||||||||||||||||||
| Glenn H. Hutchins | 98,864,856 | 1,054,396 | 49,166 | 8,284,307 | ||||||||||||||||||
| Essa Kazim | 99,833,909 | 93,182 | 41,327 | 8,284,307 | ||||||||||||||||||
| Thomas A. Kloet | 99,841,555 | 80,452 | 46,411 | 8,284,307 | ||||||||||||||||||
| Michael R. Splinter | 99,211,096 | 709,457 | 47,865 | 8,284,307 | ||||||||||||||||||
| Lars R. Wedenborn | 99,852,593 | 69,415 | 46,410 | 8,284,307 | ||||||||||||||||||
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||||||
|
Proposal 2: |
Approve the Companys Executive Compensation on an Advisory Basis |
98,260,574 | 1,645,025 | 62,819 | 8,284,307 | |||||||||||||||||
| 1 Year | 2 Years | 3 Years | Abstain | Broker Non-Votes | ||||||||||||||||||
|
Proposal 3: |
Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation |
89,164,148 | 61,912 | 10,684,659 | 57,699 | 8,284,307 | ||||||||||||||||
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||||||
|
Proposal 4: |
Ratify the Appointment of Ernst Young LLP as Nasdaqs Independent Registered Public Accounting Firm for the Fiscal Year Ending December31, 2017 |
106,489,474 | 1,647,672 | 115,579 | N/A | |||||||||||||||||
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||||||
|
Proposal 5: |
Consider the Stockholder Proposal Entitled Right to Act by Written Consent |
44,870,504 | 54,682,764 | 415,150 | 8,284,307 |
Consistent with its stockholders vote on Proposal 3, Nasdaq shall
include an advisory vote of the stockholders on executive
compensation in Nasdaqs proxy materials once every year until the
next stockholder vote on the frequency of advisory votes on
executive compensation.
About Nasdaq, Inc. (NASDAQ:NDAQ)
Nasdaq, Inc. (Nasdaq), formerly The NASDAQ OMX Group, Inc., is a holding company. The Company is a provider of trading, clearing, exchange technology, regulatory, securities listing, information and public company services across approximately six continents. The Company manages, operates and provides its products and services through four segments: Market Services, Listing Services, Information Services and Technology Solutions. Its Market Services segment includes its equity derivative trading and clearing, cash equity trading, fixed income, currency and commodities trading and clearing (FICC), and access and broker services businesses. Its Listing Services segment includes its United States and European Listing Services businesses. Its Information Services segment includes its Data Products and Index Licensing and Services businesses. Its Technology Solutions segment includes Corporate Solutions and Market Technology businesses. Nasdaq, Inc. (NASDAQ:NDAQ) Recent Trading Information
Nasdaq, Inc. (NASDAQ:NDAQ) closed its last trading session up +0.35 at 67.55 with 1,359,947 shares trading hands.