MABVAX THERAPEUTICS HOLDINGS, INC. (NASDAQ:MBVX) Files An 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal YearITEM 5.03
AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGES IN FISCAL YEAR.
MABVAX THERAPEUTICS HOLDINGS, INC. (NASDAQ:MBVX) Files An 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal YearITEM 5.03
AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGES IN FISCAL YEAR.
On December 21, 2017, following the completion of the exchange of Series L convertible preferred stock (the “Series L Preferred Stock”) for all outstanding Series F convertible preferred stock (the “Series F Preferred Stock”), Series G convertible preferred stock (the “Series G Preferred Stock”) and Series H convertible preferred stock (the “Series H Preferred Stock”) and related documentation, MabVax Therapeutics Holdings, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificates of Elimination eliminating from its Amended and Restated Certificate of Incorporation the designation of shares of its preferred stock as Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock. As a result, all shares of preferred stock previously designated as Series F, Series G and Series H Preferred Stock were eliminated and returned to the status of authorized but unissued shares of preferred stock, without designation.
As previously disclosed in a current report on Form 8-K filed on October 19, 2017, the Series F, Series G, and Series H Preferred Stock were exchanged for newly authorized Series L Preferred Stock to exchange agreements entered into and consummated on October 18, 2017.
A copy of the Certificate of Elimination for the Series F, Series G and Series H Preferred Stock is included in this Current Report as Exhibit 3.1, the contents of which are each hereby incorporated by reference.
ITEM 9.01 |
FINANCIAL STATEMENTS AND EXHIBITS. |
Exhibit No. |
Description |
Certificate of Elimination of Series F, Series G, and Series H Preferred Stock |
MABVAX THERAPEUTICS HOLDINGS, INC. ExhibitEX-3.1 2 ex3-1.htm CERTIFICATE OF ELIMINATION OF SERIES F,…To view the full exhibit click here