Market Exclusive

LPL Financial Holdings Inc. (NASDAQ:LPLA) Files An 8-K Results of Operations and Financial Condition

LPL Financial Holdings Inc. (NASDAQ:LPLA) Files An 8-K Results of Operations and Financial ConditionItem 2.02

Results of Operations and Financial Condition.

On July27, 2017, LPL Financial Holdings Inc. ("LPLFH" and collectively with its subsidiaries, the “Company”) issued a press release announcing its financial results for the three months ended June30, 2017. A copy of the press release is furnished with this Form 8-K and attached hereto as Exhibit 99.1.

Exhibit 99.1 shall not be deemed “filed” for purposes of Section18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Item 2.02

Financial Statements and Exhibits.

(d)

Exhibits

99.1

Press Release dated July 27, 2017 ("LPL Financial Announces Second Quarter 2017 Results")

LPL Financial Holdings Inc. ExhibitEX-99.1 2 a2017q2earningsrelease.htm PRESS RELEASE Exhibit Investor Relations – Chris Koegel,…To view the full exhibit click here
About LPL Financial Holdings Inc. (NASDAQ:LPLA)
LPL Financial Holdings Inc. is a broker-dealer, a custodian for registered investment advisors (RIAs) and an independent consultant to retirement plans. The Company provides a platform of brokerage and investment advisory services to independent financial advisors (its advisors), including financial advisors at approximately 700 financial institutions across the country. Through its advisors, the Company is a distributor of financial products and services in the United States. The Company provides its technology and service to advisors through a technology platform that is server-based and Web-accessible. The Company’s platform provides access to approximately 790 product providers that offer the various product lines, such as insurance-based products, alternative investments, structured products, mutual funds, separately managed accounts, exchange traded products, unit investment trusts, retirement plan products and annuities.

Exit mobile version