LOXO ONCOLOGY,INC. (NASDAQ:LOXO) Files An 8-K Results of Operations and Financial ConditionItem 2.02 Results of Operations and Financial Condition.
On November8, 2018, Loxo Oncology,Inc. (“Loxo Oncology”) issued a press release announcing its financial results for the quarterly period ended September30, 2018. A copy of the press release is attached as Exhibit99.1 to this Current Report on Form 8-K.
The information in this Item 2.02, including Exhibit99.1 to this Current Report on Form8-K, shall not be deemed to be “filed” for purposes of Section18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section or Sections11 and 12(a)(2)of the Securities Act of 1933, as amended. The information contained in this Item 2.02 and in the accompanying Exhibit99.1 shall not be incorporated by reference into any registration statement or other document filed by Loxo Oncology with the Securities and Exchange Commission, whether made before or after the date of this Current Report on Form8-K, regardless of any general incorporation language in such filing (or any reference to this Current Report on Form8-K generally), except as shall be expressly set forth by specific reference in such filing.
Item 2.02 Submission of Matters to a Vote of Security Holders.
This disclosure corrects our previous reporting under Item 2.02 of the Current Report on Form8-K filed by Loxo Oncology on June14, 2018 to report the results of proposal number 4, the non-binding advisory vote on the frequency of future advisory votes to approve named executive officer compensation. On June13, 2018, the Company held its 2018 Annual Meeting of Stockholders and the following proposal was adopted:
4. Adoption of a non-binding advisory vote on the frequency of future advisory votes to approve named executive officer compensation. The Company’s Board of Directors supported the advisory resolution, and will include a non-binding advisory shareholder vote on its executive compensation every year until the next vote on the frequency of shareholder votes on the compensation of executives.
OneYear |
TwoYears |
ThreeYears |
SharesAbstaining |
BrokerNon-Votes |
26,558,284 |
509,490 |
183,709 |
1,372,632 |
Item 2.02 Regulation FD.
Loxo Oncology is furnishing a copy of its current corporate presentation, which is attached hereto as Exhibit99.2. Loxo Oncology undertakes no obligation to update, supplement or amend the materials attached hereto as Exhibit99.2.
The information furnished with this report, including Exhibit99.2, shall not be deemed “filed” for purposes of Section18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any other filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
Item 2.02 Financial Statements and Exhibits
(d)Exhibits.