LEGG MASON, INC. (NYSE:LM) Files An 8-K Submission of Matters to a Vote of Security HoldersItem 5.07 Submission of Matters to a Vote of Security Holders.
Legg Mason’s Annual Meeting was held on July 31, 2018. The tabulation of votes for each proposal submitted to Legg Mason’s shareholders at the Annual Meeting was as follows:
Proposal 1: Election of Directors.
In the election of directors, the 10 director nominees were elected with the following votes:
|
Director |
For |
Withhold |
Broker Non-Votes |
|
Robert E. Angelica |
65,837,468 |
1,275,727 |
10,752,354 |
|
Carol Anthony Davidson |
65,837,468 |
316,531 |
10,752,354 |
|
Michelle J. Goldberg |
66,796,636 |
316,559 |
10,752,354 |
|
Barry W. Huff |
66,797,417 |
315,778 |
10,752,354 |
|
John V. Murphy |
65,962,488 |
1,150,707 |
10,752,354 |
|
Alison A. Quirk |
66,223,023 |
890,172 |
10,752,354 |
|
W. Allen Reed |
65,821,695 |
1,291,500 |
10,752,354 |
|
Margaret Richardson |
65,606,226 |
1,506,969 |
10,752,354 |
|
Kurt L.Schmoke |
65,199,616 |
1,913,579 |
10,752,354 |
|
Joseph A. Sullivan |
63,941,245 |
3,171,950 |
10,752,354 |
Proposal 2: Advisory Vote to Approve the Compensation of Legg Mason’s Named Executive Officers.
The stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers as follows:
|
For |
64,795,612 |
|
Against |
2,086,856 |
|
Abstain |
230,727 |
|
Broker Non- Vote |
10,752,354 |
Proposal 3: Ratification of the Appointment of Legg Mason’s Independent Registered Accounting Firm.
The stockholders voted in favor of the ratification of the appointment of PriceWaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2019 as follows:
|
For |
75,713,799 |
|
Against |
2,082,759 |
|
Abstain |
68,991 |
|
Broker Non- Vote |
|
About LEGG MASON, INC. (NYSE:LM) |
