INTERACTIVE BROKERS GROUP, INC. (NASDAQ:IBKR) Files An 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of ListingItem 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On September 12, 2018, Interactive Brokers Group, Inc. (the “Company”), provided written notice to the Nasdaq Stock Market LLC (“Nasdaq”) that it intends to voluntarily delist its Class A common stock (the “common stock”) from Nasdaq and intends to transfer the listing to the Investors Exchange LLC (“IEX”) on the opening of trading on October 5, 2018.The Company has been authorized for listing on IEX, and its common stock will continue to trade under the stock symbol “IBKR” on IEX.
The Company’s Board of Directors approved the delisting of the Company’s common stock from Nasdaq and the listing and trading of its common stock on IEX on September 11, 2018.
A copy of the press release issued by the Company is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
All of the information furnished in this report (including Exhibit 99.1 hereto) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and unless expressly set forth by specific reference in such filings, shall not be incorporated by reference in any filing under the Securities Act of 1933, as amended, whether made before or after the date hereof and regardless of any general incorporation language in such filings.
Item 9.01 Financial Statements and Exhibits.
(d)Exhibits
99.1Press Release dated September 12, 2018.
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Interactive Brokers Group, Inc. ExhibitEX-99.1 2 ibkr-20180911xex99_1.htm EX-99.1 20180912 Exhibit 991 EXHIBIT 99.1 Interactive Brokers to Become First Company to List its Stock on IEX GREENWICH,…To view the full exhibit click here
About INTERACTIVE BROKERS GROUP, INC. (NASDAQ:IBKR)
Interactive Brokers Group, Inc. (IBG, Inc.) is a holding company. The Company is an automated global electronic broker and market maker specializing in routing orders, and executing and processing trades in securities, futures, foreign exchange instruments, bonds and mutual funds on over 100 electronic exchanges and trading venues around the world. It operates in two segments: electronic brokerage and market making. Its primary assets are its membership interests of IBG LLC (the Group), the holding company for its businesses. The Company is the sole managing member of IBG LLC. As a direct market access broker, the Company serves the customers of both traditional brokers and prime brokers. It provides its customers with order management, trade execution and portfolio management platform. As a market maker, it provides continuous bid and offer quotations on over one million securities and futures products listed on electronic exchanges around the world.