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HORIZON TECHNOLOGY FINANCE CORPORATION (NASDAQ:HRZN) Files An 8-K Submission of Matters to a Vote of Security Holders

HORIZON TECHNOLOGY FINANCE CORPORATION (NASDAQ:HRZN) Files An 8-K Submission of Matters to a Vote of Security Holders

Item 5.07

Submission of Matters to a Vote of Security
Holders.

Annual Meeting Results

On June 8, 2017, Horizon Technology Finance Corporation (the
Company) held its annual meeting of stockholders (the Annual
Meeting). At the Annual Meeting, the Companys stockholders
approved two proposals. The proposals are described in detail in
the Companys definitive proxy statement for the Annual Meeting as
filed with the Securities and Exchange Commission on April 20,
2017. As of April 13, 2017, the record date for the Annual
Meeting, 11,515,181 shares of common stock were eligible to vote.

Proposal 1.The Companys stockholders elected
two Class I directors of the Company, each of whom will serve
until the 2020 Annual Meeting, or until his successor is duly
elected and qualified or until his earlier resignation,
removal from office, death or incapacity.The two directors
were elected to the voting results set forth below:
For Withheld

Broker

Non-Votes

James J. Bottiglieri 3,793,055 675,139 5,584,566
Gerald A. Michaud 4,140,222 327,972 5,584,566
Proposal 2.The Companys stockholders
ratified the selection of RSM US LLP to serve as the Companys
independent registered public accounting firm for the fiscal
year ending December 31, 2017, as set forth below:
For Against Abstain
9,795,653 149,475 107,632

About HORIZON TECHNOLOGY FINANCE CORPORATION (NASDAQ:HRZN)
Horizon Technology Finance Corporation is an externally managed, closed-end, non-diversified management investment company. The Company’s investment objective is to generate current income from the debt investments it makes and capital appreciation from the warrants it receives when making such debt investments. The Company operates through lending and investment segment. The Company operates as a specialty finance company. It lends to and invests in development-stage companies in the technology, life science, healthcare information and services and cleantech industries (collectively Target Industries). The Company is focused on making secured debt investments (Venture Loans) to venture capital backed companies in its Target Industries. It also provides Venture Loans to publicly traded companies in its Target Industries. Its debt investment portfolio consists of approximately 50 debt investments. Horizon Technology Finance Management LLC is the investment advisor of the Company.

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