Great Elm Capital Corp. (NASDAQ:GECC) Files An 8-K Financial Statements and ExhibitsItem 9.01 Financial Statements and Exhibits.
The registrant is amending its Form8-K that was filed on September 18, 2017 by replacing the following exhibits therein with the following exhibits.
Exhibit Index
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Exhibit |
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Number |
Description |
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1.1 |
Underwriting agreement, dated as of September 13, 2017 |
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4.1 |
Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer & Trust Company |
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4.2 |
First Supplemental Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer & Trust Company |
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4.3 |
Global Note, dated September 18, 2017 |
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99.1 |
Press release, dated September 13, 2017 (incorporated by reference to the 497 AD (File No. 333-19574 filed on September 14, 2017) |
Great Elm Capital Corp. ExhibitEX-1.1 2 gecc-ex11_9.htm EX-1.1 gecc-ex11_9.htm Exhibit 1.1 GREAT ELM CAPITAL CORP. $28,…To view the full exhibit click here