Financial Engines, Inc. (NASDAQ:FNGN) Files An 8-K Other Events
Item8.01
| Other Events. |
On March 7, 2017, Financial Engines, Inc. (the Company, Financial
Engines, we, us, or our) issued a press release announcing that
funds affiliated with Warburg Pincus LLC (Warburg Pincus) have
agreed to sell an aggregate of 4,109,128 shares of Financial
Engines common stock in a registered underwritten public offering
(the Offering). We are filing a copy of the press release as
Exhibit99.1 hereto, which is incorporated by reference into this
Item8.01.
The press release is for informational purposes only and does not
constitute an offer to sell, or a solicitation of an offer to
buy, nor shall there be any sale of these securities in any state
or jurisdiction in which such an offer, solicitation or sale
would be unlawful prior to registration or qualification under
the securities laws of any such state or jurisdiction.
Forward-Looking Statements
All statements, other than statements of historical facts,
included in this Current Report on Form8-Kare forward-looking
statements within the meaning of Section27A of the Securities Act
of 1933, as amended, and Section21E of the Securities Exchange
Act of 1943, as amended.These forward-looking statements are
subject to several risks and uncertainties and are made in light
of information currently available to us. When used in this
Current Report on Form8-K, the words anticipate, believe, intend,
expect, estimate, plan, will or other similar words are intended
to identify forward-looking statements. These statements are
subject to a number of assumptions, risks and uncertainties, many
of which are beyond our control and which may cause actual
results to differ materially from those implied or expressed by
the forward-looking statements. Further information on these
assumptions, risks and uncertainties is available in our other
filings with the Securities and Exchange Commission.We undertake
no obligation and do not intend to update or correct these
forward-looking statements to reflect events or circumstances
occurring after the date of this Current Report on Form8-K,
except as required by applicable law. You are cautioned not to
place undue reliance on these forward-looking statements, which
speak only as of the date of this Current Report on Form8-K. All
forward-looking statements are qualified in their entirety by
this cautionary statement.
| Item9.01 | Financial Statements and Other Exhibits. |
(d) Exhibits
|
Exhibit No. |
Description |
|
| 99.1 | Press release dated March 7, 2017. |
About Financial Engines, Inc. (NASDAQ:FNGN)
Financial Engines, Inc. provides independent, technology-enabled portfolio management services, investment advice and retirement income services to participants in employer-sponsored defined contribution plans, such as 401(k) plans. The Company offers personalized plans for saving, investing, and generating retirement income, as well as by providing assessments of retirement income needs and readiness. It uses its advice technology platform to provide its services to millions of retirement plan participants. Its target over three constituencies in the retirement plan market, including plan participants (employees of companies offering 401(k) plans), plan sponsors (employers offering 401(k) plans to their employees) and plan providers (companies providing administrative services to plan sponsors). It offers Financial Engines Income+, which prepares a portfolio to generate income in retirement, and calculates and facilitates the payment of steady recurring payouts throughout retirement. Financial Engines, Inc. (NASDAQ:FNGN) Recent Trading Information
Financial Engines, Inc. (NASDAQ:FNGN) closed its last trading session up +0.10 at 45.35 with 515,527 shares trading hands.