CORP. (OTCMKTS:CCYPQ) Files An 8-K Entry into a Material Definitive AgreementItem 1.01 of this Form 8-K regarding the Note Amendment Transaction and Note Exchange Transaction is hereby incorporated by reference into this Item 1.01.
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Item 1.01 |
Unregistered Sales of Equity Securities. |
The information disclosed in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 1.01. The offers and sales of the securities to the Note Amendment and Note Exchange Transactions (and the issuance of shares of the Company’s common stock upon conversion of the Senior Notes and New Senior Note) has been determined to be exempt from registration under the Securities Act of 1933, in reliance on Section4(a)(2) thereof, as transactions by an issuer not involving a public offering, in which the investors are accredited and have acquired the securities for investment purposes and not with a view to or for sale in connection with any distribution thereof. These securities have not been registered under the Securities Act and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. This disclosure does not constitute an offer to sell or the solicitation of an offer to buy any of the Company’s securities, nor will there be any sales of these securities by the Company in any state or jurisdiction in which the offer, solicitation or sale would be unlawful.
Aeon Global Health Corp. ExhibitEX-4.1 2 ex_109159.htm EXHIBIT 4.1 ex_109159.htm Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933,…To view the full exhibit click here