AMERICAN CAPITAL SENIOR FLOATING,LTD. (NASDAQ:ACSF) Files An 8-K Submission of Matters to a Vote of Security Holders

ME Staff 8-k

7 years ago

AMERICAN CAPITAL SENIOR FLOATING,LTD. (NASDAQ:ACSF) Files An 8-K Submission of Matters to a Vote of Security HoldersItem 5.07 Submission of Matters to a Vote of Security Holders.

Annual Meeting of Stockholders

On December14, 2017, American Capital Senior Floating,Ltd. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) at the offices of Proskauer Rose LLP, Eleven Times Square, New York, New York 10036. The issued and outstanding shares of stock of the Company entitled to vote at the Annual Meeting consisted of the 10,000,100 shares of common stock outstanding on the record date, October19, 2017. At the Annual Meeting, the Company’s stockholders voted on the following proposals and the Company’s inspector of election certified the vote tabulations indicated below.

Proposal 1

The nominees listed below were elected as directors of the Company to serve until the next annual meeting of stockholders, and until their successors are duly elected and qualify, based on the following votes:

FOR	AGAINST	ABSTAIN	BROKER NON- VOTES
Kevin R. Braddish	3,176,635	170,349	44,845	5,631,291
Phyllis R. Caldwell	3,183,979	158,008	49,842	5,631,291
Gilbert Crawford	3,184,692	157,294	49,843	5,631,291
Larry K. Harvey	3,170,614	171,372	49,843	5,631,291

Proposal 2

The proposal to ratify the selection of Ernst& Young LLP as the Company’s independent registered public accounting firm for the year ending December31, 2017 was approved, based on the following votes:

FOR	AGAINST	ABSTAIN
8,961,171	36,363	25,586

About AMERICAN CAPITAL SENIOR FLOATING,LTD. (NASDAQ:ACSF)
American Capital Senior Floating, Ltd. is a non-diversified closed-end investment management company. The Company’s investment objective is to provide attractive, risk-adjusted returns over the long term primarily through current income while seeking to preserve its capital. It manages a leveraged portfolio composed primarily of diversified investments in first lien and second lien floating rate loans principally to the United States-based companies (collectively, Senior Floating Rate Loans or SFRLs), which are referred to as leveraged loans. It invests in equity tranches of collateralized loan obligations (CLOs), which are securitized vehicles collateralized primarily by SFRLs, and it may invest in debt tranches of CLOs. In addition, it may selectively invest in loans issued by middle market companies, mezzanine and unitranche loans and high yield bonds. It has over 80% of its assets in Senior Floating Rate Loans. The Company is managed by American Capital ACSF Management, LLC.